Regino Diaz
Investment adviser representative at J.P. Morgan Securities LLC
26 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$429.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
26 years in the industry.
- J.P. Morgan Securities LLCMar 2018 to now
- Sugarland PropertyOct 2024 to Sep 2025
- Bank of America, N.A.Oct 1999 to Mar 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 1999 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 3 states (CA, NJ, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4525776
- Firm CRD
- 79