Cuong Le
Investment adviser representative at J.P. Morgan Securities LLC
17 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you Cuong Le? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Jpmc Bank Na (southwest)Nov 2023 to now
- J.P. Morgan Securities LLCJun 2018 to now
- JPMorgan Chase Bank, N.A.May 2018 to Nov 2023
- Mr. CooperJan 2018 to Apr 2018
- Bank of AmericaMar 2017 to Dec 2017
- J.P. Morgan Securities LLCOct 2012 to Mar 2017
- JPMorgan Chase Bank, N.A.May 2009 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 1 state (CA).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4525599
- Firm CRD
- 79