Karen Hesketh Thomas
Investment adviser representative at LPL Financial LLC
27 yearsExperience
16 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Financial LLCJul 2021 to now
- Einberger Financial Planning IncFeb 2007 to Jul 2021
- Various Insurance Carriers for W & R Insurance AgenciesJun 2002 to Jul 2021
- Waddell & Reed IncApr 2002 to Jul 2021
- Kt and Mckee/karen Einberger Tax ServicesNov 1999 to Apr 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 16 states (AK, CA, CO, DC, FL, ID, IN, MD, NC, NE, NJ, NM, PA, TX, WA, WY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4524926
- Firm CRD
- 6413