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Chris Ambrose

Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

10 years in the industry.

  1. Wells Fargo Advisors Financial NetworkJul 2026 to now
  2. Wells Fargo Clearing Services, LLCNov 2024 to now
  3. Bankers Life Advisory Services, IncJul 2023 to Nov 2024
  4. Bankers Life Securities, IncJul 2023 to Nov 2024
  5. JP Morgan Chase Bank, N.A.May 2022 to Jul 2023
  6. JP Morgan Securities, LLCMay 2022 to Jul 2023
  7. Bankers Life Advisory Services, IncJul 2021 to May 2022
  8. Cno Services LLC / Bankers Life SecuritiesJun 2021 to May 2022
  9. Bankers Life Securities, IncJun 2021 to Jul 2021
  10. Wells FargoDec 2019 to Jun 2021
  11. Wells Fargo Clearing Services LLCDec 2019 to Jun 2021
  12. Merrill Lynch / Bank of AmericaMay 2016 to Dec 2019
  13. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2016 to Dec 2019

Exams passed

  • Series 66 · Uniform Combined State Law2002
  • Series 65 · Uniform Investment Adviser Law2016

State registrations

Registered as an investment adviser representative in 1 state (IL).

Wells Fargo Advisors

Legal name: Wells Fargo Clearing Services, LLC

$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4524422
Firm CRD
19616
Advisor's SEC record (opens in a new tab)
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