Francesco Antonio Carafa
Investment adviser representative at Vanguard Advisers, Inc.
12 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Vanguard Advisers, Inc.Oct 2025 to now
- The Barclay GroupJan 2024 to now
- Self-employedNov 2022 to now
- The Vanguard Group, Inc.Nov 2020 to now
- Vanguard Marketing CorporationNov 2020 to now
- National Life GroupJun 2019 to Oct 2020
- Equity Service, IncMay 2019 to Oct 2020
- Guard Improvement, LLCApr 2019 to Dec 2024
- UnemployedOct 2018 to Mar 2019
- PNC Investments LLCDec 2014 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4523304
- Firm CRD
- 106715