Diana L Defrate
Investment adviser representative at Vicus Capital, Inc.
21 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Vicus Capital, Inc.Apr 2021 to now
- Defrate & Paavola, LLCOct 2013 to now
- Cetera Wealth Services, LLCSep 2013 to now
- Vicus Capital, Inc. (formerly Pfg Financial Advisors)Nov 2005 to now
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Vicus Capital, Inc.
$3BAssets managed
6,277Clients
90Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4522566
- Firm CRD
- 116021