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Kory Sean Pippin

Investment adviser representative at Park Avenue Securities LLC
24 yearsExperience
4 statesRegistered in
CFP® certificationDesignation
$19.6BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

24 years in the industry.

  1. Guardian Life Insurance CompanyAug 2018 to now
  2. Park Avenue Securities, LLCMar 2018 to now
  3. Kory Sean Pippin/tda Financial Services InsuranceMay 2008 to now
  4. Guardian Life Insurance Co of AmericaMar 2018 to Aug 2018
  5. Img Financial GroupApr 2002 to Feb 2018
  6. Minnesota Life Insurance CoApr 2002 to Feb 2018
  7. Securian Financial Services, IncApr 2002 to Feb 2018

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2002
  • Series 65 · Uniform Investment Adviser Law2004

State registrations

Registered as an investment adviser representative in 4 states (CO, IA, NM, TX).

Park Avenue Securities LLC

$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4521167
Firm CRD
46173
Advisor's SEC record (opens in a new tab)
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