Katherine Desiree Bennen
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJan 2024 to now
- Birch Cove Group Ltd.Jun 2019 to Jan 2024
- Bjork FinancialJun 2019 to Jan 2024
- Raymond James Financial Services Advisors, Inc.Jun 2019 to Jan 2024
- Raymond James Financial Services, Inc.Jun 2019 to Jan 2024
- UnemployedMay 2018 to Jun 2019
- Raymond James Financial Services Advisors Inc.Feb 2016 to May 2018
- Raymond James Financial Services, Inc.Feb 2016 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 2 states (AZ, MN).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4520189
- Firm CRD
- 6413