Calvin Shiu
Investment adviser representative at Wells Fargo Advisors
17 yearsExperience
2 statesRegistered in
ChFC®Designation
$671.4BFirm assets
Are you Calvin Shiu? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Wells Fargo Clearing Services, LLCFeb 2026 to now
- Morgan Stanley Private Bank, N.AApr 2022 to Jan 2026
- Morgan Stanley Smith Barney LLCMar 2022 to Jan 2026
- Wells Fargo Clearing Services, LLCNov 2016 to Mar 2022
- Wells Fargo Advisors LLCMay 2009 to Nov 2016
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4516085
- Firm CRD
- 19616