Gustavo Oliverto De la roca
Investment adviser representative at Hartford Funds
24 yearsExperience
1 stateRegistered in
$152.1BFirm assets
13 yearsFirm in business
Are you Gustavo Oliverto De la roca? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
24 years in the industry.
- Hartford FundsMar 2025 to now
- Hartford Funds Distributors, LLCMar 2025 to now
- Hartford Funds Management Company, LLCMar 2025 to now
- Kovitz Investment Group Partners, LLCJun 2024 to Feb 2025
- Connectus Wealth AdvisersSep 2023 to Jun 2024
- LPL Financial LLCOct 2020 to Aug 2023
- Premier America Credit UnionOct 2020 to Aug 2023
- Franklin Templeton Financial Services Corp.Jul 2019 to Oct 2020
- Franklin Tempelton Distributors Inc.Mar 2002 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
Hartford Funds
Legal name: Hartford Funds Management Company, LLC
$152.1BAssets managed
75Clients
48Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4515777
- Firm CRD
- 147746