Roberta Frances Daugherty
Investment adviser representative at Osaic Advisory Services, LLC
19 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$15.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Osaic Wealth, Inc.Aug 2024 to now
- Osaic Advisory Services, LLCJan 2024 to now
- Triad AdvisorsJan 2024 to Aug 2024
- Triad Hybrid SolutionsJan 2024 to Aug 2024
- Ameriprise Financial Services, Inc.Sep 2005 to Jan 2024
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Osaic Advisory Services, LLC
$15.5BAssets managed
29,898Clients
348Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4512457
- Firm CRD
- 171070