Timothy Smith
Investment adviser representative at Raymond James & Associates, Inc.
23 yearsExperience
1 stateRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- Raymond James & Associates, Inc.Nov 2024 to now
- Goldman Sachs & CoJun 2021 to Nov 2024
- Rock & Co LLCAug 2019 to Jun 2021
- Rockefeller Financial LLCAug 2019 to Jun 2021
- The Ayco Company, L.p./mercer AlliedSep 2012 to Aug 2019
- The Ayco Company, L.p./goldman Sahcs & CoJul 2003 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
State registrations
Registered as an investment adviser representative in 1 state (NY).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4504054
- Firm CRD
- 705