Margaret J Paddock
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCDec 2025 to now
- National Bank of ArizonaAug 2025 to now
- LPL FinancialJul 2023 to Nov 2024
- Old National BankApr 2022 to Jul 2025
- Paddock Development, LLCOct 2019 to Dec 2021
- Desert Financial Credit UnionAug 2019 to Apr 2022
- Desert Financial Wealth ManagementAug 2019 to Apr 2022
- Raymond James Financial Services Advisors, Inc.Aug 2019 to Apr 2022
- Raymond James Financial Services, Inc.Aug 2019 to Apr 2022
- Wells Fargo Clearing Services, LLCNov 2016 to Jul 2019
- Wells Fargo BankAug 2016 to Jul 2019
- Wells Fargo AdvisorsAug 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (AZ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4503453
- Firm CRD
- 6413