Simon John Rogers
Investment adviser representative at Foundations Investment Advisors LLC
19 yearsExperience
2 statesRegistered in
$10.1BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- Foundations Investment Advisors LLCJan 2021 to now
- Basildon Tax ServicesDec 2011 to now
- Basildon FinancialMar 2007 to now
- Ae Wealth Management, LLCJul 2017 to Jan 2021
- Alphastar Capital Management, LLCJul 2013 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 2 states (AZ, PA).
Foundations Investment Advisors LLC
$10.1BAssets managed
29,663Clients
293Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4502929
- Firm CRD
- 175083