Michael Thomas Lee
Investment adviser representative at Compass Financial Management LLC
12 yearsExperience
2 statesRegistered in
$893.8MFirm assets
6 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Compass Financial Management LLCJan 2020 to now
- Self EmployedNov 2019 to now
- Altium Wealth Management LLCSep 2018 to Nov 2019
- Commonwealth Financial NetworkFeb 2017 to Sep 2018
- Investmark Advisory Group LLCFeb 2017 to Sep 2018
- Tiger Wealth ManagementJul 2014 to Feb 2017
- Kestra Financial, IncJun 2014 to Feb 2017
- Kestra Private Wealth Services, LLCJun 2014 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2002
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (FL, NY).
Compass Financial Management LLC
$893.8MAssets managed
2,228Clients
45Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4502893
- Firm CRD
- 156345