Leo Rotman
Investment adviser representative at Diversify Advisory Services, LLC
24 yearsExperience
4 statesRegistered in
CFP® certificationDesignation
$4.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
24 years in the industry.
- Dfpg Investments, LLCJul 2026 to now
- Diversify Advisory Services, LLCJul 2026 to now
- River Financial Group, LLCJun 2014 to Jul 2026
- New York Life Insurance, Co.Jan 2002 to Jul 2026
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 4 states (FL, MA, NH, TX).
Diversify Advisory Services, LLC
$4.6BAssets managed
5,322Clients
99Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4499725
- Firm CRD
- 326060