James Vernon Regier
Investment adviser representative at Creativeone Securities, LLC
24 yearsExperience
2 statesRegistered in
$2.5BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
24 years in the industry.
- Creativeone Securities, LLCJul 2021 to now
- Creativeone Securities, LLC Formerly Client One Securities, LLCJul 2021 to now
- Eta Financial ServicesNov 2005 to now
- Cetera Advisor Networks LLCSep 2019 to Jul 2021
- Summit Financial Group IncSep 2016 to May 2021
- Summit Brokerage Services, Inc.Sep 2016 to Sep 2019
- Vsr Financial Services, IncAug 2002 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
Creativeone Securities, LLC
$2.5BAssets managed
12,485Clients
124Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4497085
- Firm CRD
- 152974