James David Norton
Investment adviser representative at Integrated Wealth Concepts LLC
25 yearsExperience
2 statesRegistered in
$23.6BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Integrated Wealth Concepts, LLCJan 2026 to now
- Pisces Wealth TeamJan 2021 to now
- Purshe Kaplan Sterling InvestmentsSep 2025 to Jan 2026
- Keating & Associates, IncOct 2019 to Oct 2019
- Raymond James Financial Services Advisors, IncJan 2009 to Jul 2025
- Keating Financial Advisory Services, Inc.Jan 2007 to Jan 2026
- Raymond James Financial Services, IncJan 2002 to Jul 2025
- Cafeteria/pension Admin. Ltc Employee BenefitsJan 2001 to Jul 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
Integrated Wealth Concepts LLC
$23.6BAssets managed
29,848Clients
482Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4496197
- Firm CRD
- 284656