Tom Min Ngo
Investment adviser representative at Bakeravenue
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$5.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- BakeravenueJul 2019 to now
- Baker Avenue Asset Management LPJul 2019 to now
- Veridi Capital, LLCMay 2019 to Dec 2021
- Baker Avenue Asset Management LPJan 2018 to Jun 2019
- 10x Group, LLCNov 2017 to Aug 2019
- Iconiq CapitalSep 2013 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2002
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 2 states (CA, WA).
Bakeravenue
Legal name: Baker Avenue Asset Management, LP
$5.1BAssets managed
1,024Clients
34Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4494020
- Firm CRD
- 132657