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Royce Jack Richards

Investment adviser representative at Raymond James Financial Services Advisors, Inc
31 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

31 years in the industry.

  1. Raymond James Financial Services Advisors, IncJan 2009 to now
  2. Raymond James Financial Services, Inc.Sep 2005 to now
  3. World Group Securities, Inc.Apr 2002 to now
  4. WfgJun 2001 to now
  5. Acres MarketOct 1998 to now
  6. Willard Bay RanchJul 1996 to now
  7. Richards & RichardsJun 1996 to now
  8. Wood Richard & AssociatesJan 1995 to now

Exams passed

  • Series 65 · Uniform Investment Adviser Law2005

State registrations

Registered as an investment adviser representative in 1 state (UT).

Raymond James Financial Services Advisors, Inc

$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4492914
Firm CRD
149018
Advisor's SEC record (opens in a new tab)
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