Tod David Ross
Investment adviser representative at Principal Securities, Inc.
26 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- Principal Securities, Inc.Mar 2023 to now
- Principal Life Insurance CompanyMar 2023 to now
- Equitable AdvisorsJan 2022 to Mar 2023
- Allstate Financial Advisors, LLCNov 2019 to Jan 2022
- Allstate Financial Services, LLCNov 2019 to Jan 2022
- Allstate Insurance CompanyNov 2019 to Jan 2022
- Pfs Investments IncJan 2006 to Nov 2019
- Primerica Financial ServicesNov 2000 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4491814
- Firm CRD
- 1137