David S Pummel
Investment adviser representative at Mariner Wealth
42 yearsExperience
2 statesRegistered in
$0Firm assets
9 yearsFirm in business
Are you David S Pummel? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
42 years in the industry.
- Mariner WealthAug 2022 to now
- Mariner Wealth Advisors-ic, LLCJul 2022 to now
- David Pummel & AssociatesJan 1984 to now
- Avantax Investment Services, Inc.Sep 2020 to Jul 2022
- Proequities, Inc.Jan 2002 to Sep 2020
- Avantax Planning Partners, Inc.Jan 2001 to Jul 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2001
- Series 63 · Uniform Securities Agent State Law2002
State registrations
Registered as an investment adviser representative in 2 states (KS, SD).
Mariner Wealth
Legal name: Mariner Wealth Advisors-ic, LLC
$0Assets managed
0Clients
66Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4490497
- Firm CRD
- 289886