Skip to content

Xiu Qin Hou

Investment adviser representative at Transamerica Financial Advisors, LLC
14 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business

Are you Xiu Qin Hou? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

14 years in the industry.

  1. Transamerica Financial Advisors, LLCMar 2019 to now
  2. Wisecreek Financial LLCJan 2018 to now
  3. WfgiaOct 2016 to now
  4. Sangraf International Inc.Oct 2013 to now
  5. Hou Financial GroupMay 2012 to now
  6. Independent Financial Group LLCDec 2015 to Dec 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2002
  • Series 65 · Uniform Investment Adviser Law2002

State registrations

Registered as an investment adviser representative in 2 states (CA, OH).

Transamerica Financial Advisors, LLC

$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4486025
Firm CRD
16164
Advisor's SEC record (opens in a new tab)
CallContact this firm