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Richard Shane Johnson

Investment adviser representative at Advisors Asset Management, Inc.
18 yearsExperience
1 stateRegistered in
$2.2BFirm assets
22 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

18 years in the industry.

  1. Advisors Asset Management, Inc.Jan 2011 to now
  2. Manager ConnectJun 2008 to Sep 2020

Exams passed

  • Series 66 · Uniform Combined State Law2001

State registrations

Registered as an investment adviser representative in 1 state (CA).

Advisors Asset Management, Inc.

$2.2BAssets managed
1,505Clients
127Advisers
22 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4483534
Firm CRD
46727
Advisor's SEC record (opens in a new tab)
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