Michael Daniel Dempsey
Investment adviser representative at Cetera Investment Advisers LLC
32 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
Are you Michael Daniel Dempsey? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
32 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Willis & Machnik Financial Services, LLCFeb 2024 to now
- Dempsey & Dempsey, P.C CpasJan 1994 to now
- Avantax Advisory ServicesOct 2019 to Sep 2025
- Avantax Investment Services, Inc.Oct 2019 to Sep 2025
- 1st Global Advisors, Inc.Feb 2010 to Oct 2019
- Avantax Insurance Services, Inc.Jun 2007 to Sep 2025
- Avantax Insurance Agency And/or Avantax Insurance ServicesJan 2006 to Sep 2025
- 1st Global Capital Corp.Jan 2006 to Oct 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4481447
- Firm CRD
- 105644