James Arthur Bayliss
Investment adviser representative at Cetera Investment Advisers LLC
25 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you James Arthur Bayliss? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Cetera Investment Advisers LLCApr 2026 to now
- Cetera Wealth Services, LLCApr 2026 to now
- Bayliss Financial, LLCJan 2026 to now
- Mti Financial, IncFeb 2002 to now
- Osaic Wealth, Inc.Jun 2024 to Apr 2026
- Securities America AdvisorsAug 2020 to Jun 2024
- Securities America, Inc.Jul 2020 to Jun 2024
- Investacorp, Inc.Nov 2001 to Jul 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (MN).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4480268
- Firm CRD
- 105644