Kevin David Gargano
Investment adviser representative at LPL Financial LLC
21 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Financial LLCDec 2021 to now
- Rogar PharmaJun 2016 to now
- Vantis Life Insurance Co. of CtSep 2018 to Oct 2019
- Liberty BankMar 2017 to Dec 2020
- Raymond James Financial Services Advisors Inc.Mar 2017 to Dec 2020
- Raymond James Financial Services, Inc.Mar 2017 to Dec 2020
- Prudential Annuities DistributorsNov 2007 to Feb 2017
- Prudential Insurance Co of AmericaMar 2005 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4480019
- Firm CRD
- 6413