Stephen Thomas Gregg
Investment adviser representative at Transamerica Financial Advisors, LLC
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Transamerica Financial Advisors, IncNov 2021 to now
- WfgiaSep 2021 to now
- Prudential Annuities Distributors, IncMar 2020 to Sep 2021
- Pruco Securities, LLCDec 2019 to Sep 2021
- PrudentialDec 2019 to Sep 2021
- The Prudential Insurance Company of AmericaDec 2019 to Sep 2021
- AIG Retirement ServicesJul 2019 to Nov 2019
- Valic Financial Adivsors, IncJun 2019 to Nov 2019
- EhealthAug 2018 to Oct 2018
- UnemployedMar 2017 to Jun 2019
- Pacific Select Distributors IncOct 2013 to Mar 2017
- Pacific LifeSep 2013 to Mar 2017
- Pacific Life Insurance CompanySep 2013 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
State registrations
Registered as an investment adviser representative in 2 states (IA, IL).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4478016
- Firm CRD
- 16164