David Carroll Colby
Investment adviser representative at Mariner
24 yearsExperience
1 stateRegistered in
$125.4BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
24 years in the industry.
- MarinerNov 2024 to now
- Mariner Wealth AdvisorsOct 2024 to now
- Avantax Advisory ServicesMay 2023 to Oct 2024
- Avantax Investment Services, Inc.May 2023 to Oct 2024
- Charles Schwab & Co., Inc.Mar 2019 to May 2023
- Charles Schwab BankMar 2019 to May 2023
- Fidelity Personal and Workplace AdvisorsJul 2018 to Mar 2019
- Fidelity InvestmentsAug 2002 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (NH).
Mariner
Legal name: Mariner, LLC
$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4477744
- Firm CRD
- 140195