Heather Ogren Hale
Investment adviser representative at Thoroughbred Financial Services, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$4BFirm assets
Are you Heather Ogren Hale? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Thoroughbred Financial Services, LLCMar 2019 to now
- Peak Financial Planning, LLCApr 2017 to Mar 2019
- Cambridge Investment Research Advisors, Inc.Jul 2016 to Mar 2017
- Nashville Private Wealth ManagementJul 2016 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (TN).
Thoroughbred Financial Services, LLC
$4BAssets managed
3,567Clients
34Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4470449
- Firm CRD
- 47893