Carolina Mata
Investment adviser representative at Wells Fargo Advisors
9 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Wells Fargo Clearing Services, LLC (Dec 2023 to now
- Charles Schwab & Co., Inc.Aug 2023 to Dec 2023
- TD AmeritradeApr 2022 to Aug 2023
- American BancsharesNov 2021 to Mar 2022
- Wells Fargo Clearing Services, LLCNov 2016 to Oct 2021
- Wells Fargo Bank NAFeb 2014 to Oct 2021
- Wells Fargo Advisors, LLC.Feb 2014 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NC).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4469218
- Firm CRD
- 19616