Scott Michael Sams
Investment adviser representative at North Capital
26 yearsExperience
1 stateRegistered in
$365.8MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
26 years in the industry.
- North CapitalJun 2026 to now
- Mlg CapitalJun 2026 to now
- UnemployedAug 2024 to May 2026
- Principal Funds DistributorJan 2016 to Jul 2024
- Principal Asset ManagementJan 2006 to Jul 2024
- Principal CapitalMay 2000 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2002
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (UT).
North Capital
Legal name: North Capital, Inc.
$365.8MAssets managed
182Clients
10Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4465912
- Firm CRD
- 148802