Dwight Christopher Larkin
Investment adviser representative at Principal Securities, Inc.
25 yearsExperience
1 stateRegistered in
ChFC®Designation
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Principal Securities, Inc.Jul 2023 to now
- Principal Life Insurance CompanyJul 2023 to now
- Northwestern Mutual Wealth Management CompanyMar 2022 to Jul 2023
- Northwestern Mutual Investment Services LLCJan 2022 to Jul 2023
- Northwestern Mutual Life Insurance CompanyJan 2022 to Jul 2023
- Principal FinancialMay 2021 to Jan 2022
- Principal Securities IncMay 2021 to Jan 2022
- Associated BankMar 2019 to May 2021
- Northwestern Mutual Life Insurance CompanyAug 2017 to Jun 2019
- Northwestern Mutual Wealth Management CompanyJun 2017 to Jun 2019
- Northwestern Mutual Life Insurance CompanyJan 2011 to Jun 2017
- Northwestern Mutual Investment Services LLCOct 2001 to Jun 2019
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (FL).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4464285
- Firm CRD
- 1137