Mary Catherine Ferguson
Investment adviser representative at Concorde Financial Resources
25 yearsExperience
6 statesRegistered in
$231MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
25 years in the industry.
- Concorde Financial ResourcesSep 2001 to now
- Westminster Financial SecuritiesAug 2001 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 6 states (FL, NC, PA, SC, TX, VA).
Concorde Financial Resources
Legal name: Concorde Financial Resources I Inc.
$231MAssets managed
235Clients
2Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4463477
- Firm CRD
- 117836