James Franklin Parker
Investment adviser representative at Sws Partners, LLC
25 yearsExperience
2 statesRegistered in
$442.6MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
25 years in the industry.
- Sws Partners, LLCNov 2015 to now
- American Express Financial AdvisorsMay 2001 to now
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Sws Partners, LLC
$442.6MAssets managed
157Clients
5Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4462889
- Firm CRD
- 281838