Simon Y Chung
Investment adviser representative at Captrust
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.2TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- CaptrustFeb 2026 to now
- Capfinancial Partners, LLC. (captrust)Jan 2026 to now
- Capfinancial Securities, LLC.Jan 2026 to now
- Alpha Cubed InvestmentsMar 2021 to Jan 2026
- Royal AllianceJun 2019 to Mar 2021
- Churchill ManagementJul 2018 to Mar 2019
- Ameriprise Financial Services Inc.Oct 2017 to Jun 2018
- Sorrento Pacific Financial LLCJul 2017 to Oct 2017
- Creative PlanningSep 2016 to Jul 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Captrust
Legal name: Capfinancial Partners, LLC
$1.2TAssets managed
41,750Clients
951Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4460687
- Firm CRD
- 175112