James Mark Bessoni
Investment adviser representative at Charles Schwab & Co., Inc.
20 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
20 years in the industry.
- Charles Schwab BankJan 2025 to now
- Charles Schwab and Co., Inc.Feb 2022 to now
- TD AmeritradeMay 2021 to Dec 2022
- Cetera Investment Advisers LLCJun 2017 to Apr 2021
- Cetera Investment Services LLCJul 2013 to Mar 2021
- Regions BankMay 2006 to Apr 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (FL).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4459914
- Firm CRD
- 5393