Thomas Charles Schwab
Investment adviser representative at Kestra Advisory Services, LLC
22 yearsExperience
1 stateRegistered in
$79.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Kestra Advisory Services, LLCAug 2026 to now
- Kestra Investment Services, LLCAug 2026 to now
- Newedge Advisors LLCNov 2021 to Aug 2026
- Mid Atlantic Capital CorporationApr 2020 to Aug 2026
- Mid Atlantic Financial ManagementApr 2020 to Nov 2021
- Riegel Financial Investment ServicesJan 2013 to Mar 2020
- Raymond James Financial Services Advisors, IncJan 2009 to Mar 2020
- Raymond James Financial SericesNov 2004 to Mar 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
State registrations
Registered as an investment adviser representative in 1 state (OH).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4456425
- Firm CRD
- 283330