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Elizabeth R Gustafson

Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. City National BankMar 2026 to now
  2. RBC Capital Markets, LLCJan 2024 to now
  3. UnemployedOct 2023 to Dec 2023
  4. Cercano Management, LLCJan 2023 to Sep 2023
  5. Envoi LLCApr 2014 to Jan 2023

Exams passed

  • Series 66 · Uniform Combined State Law2009
  • Series 63 · Uniform Securities Agent State Law2024

State registrations

Registered as an investment adviser representative in 2 states (MN, TX).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4452661
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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