Paul D Flatt
Investment adviser representative at Transamerica Financial Advisors, LLC
10 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Transamerica Financial Advisors, IncMar 2022 to now
- Creative Financial Solutions, LLCJan 2022 to now
- Transamerica Agency NetworkJan 2022 to now
- United Financial SefvicesJan 2022 to now
- Mass MutualApr 2019 to now
- Mass Mutual Investor ServicesJan 2020 to Mar 2022
- Mass Mutual Life Insurance Company/capital Financial GroupApr 2019 to Mar 2022
- Mass Mutual/capital Financial GroupApr 2019 to Mar 2022
- Transamerica Agency NetworkFeb 2016 to Apr 2019
- United Financial ServicesFeb 2016 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MS).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4449068
- Firm CRD
- 16164