Caroline Novak
Investment adviser representative at Sage Rhino Capital LLC
22 yearsExperience
1 stateRegistered in
$883.7MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Sage Rhino Capital, LLCDec 2017 to now
- Bank of America,N.A.Jun 2011 to Dec 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2004 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (CA).
Sage Rhino Capital LLC
$883.7MAssets managed
196Clients
10Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4445598
- Firm CRD
- 290148