Frances Ann Toler
Investment adviser representative at Rossby Financial, LLC
14 yearsExperience
3 statesRegistered in
$854.8MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Rossby Financial, LLCAug 2024 to now
- Toler Financial GroupJul 2012 to now
- Cambridge Investment Research Advisors, Inc.Nov 2015 to Aug 2024
- Cambridge Investment Research, IncNov 2015 to Aug 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 3 states (MD, MI, TX).
Rossby Financial, LLC
$854.8MAssets managed
3,910Clients
31Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4445222
- Firm CRD
- 324631