William Vernon Rowe
Investment adviser representative at Founders Financial Securities, LLC
15 yearsExperience
2 statesRegistered in
$4.1BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Covenant Planning and Wealth ManagementApr 2019 to now
- Founders Financial Securities, LLCMay 2018 to now
- The Cornerstone GroupJan 2018 to Mar 2019
- Horter Investment ManagementJan 2018 to May 2018
- Regis Asset Management, LLCAug 2012 to Jan 2018
- Rowe FinancialJul 2011 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Founders Financial Securities, LLC
$4.1BAssets managed
9,870Clients
117Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4441660
- Firm CRD
- 137945