David Wayne Thompson
Investment adviser representative at Heritage Asset Management, LLC
17 yearsExperience
2 statesRegistered in
$155MFirm assets
4 yearsFirm in business
Are you David Wayne Thompson? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Heritage Asset Management, LLCOct 2022 to now
- Heritage Financial Services LLCMar 2009 to now
- Cetera Advisors LLCApr 2009 to Oct 2022
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Heritage Asset Management, LLC
$155MAssets managed
749Clients
2Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4440375
- Firm CRD
- 323344