Brandon Oliver Au
Investment adviser representative at Park Avenue Securities LLC
27 yearsExperience
1 stateRegistered in
$19.6BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- Park Avenue Securities LLCMay 2023 to now
- Guardian Life Insurance CompanyApr 2023 to now
- Plan C GroupJan 1996 to now
- MML Investor ServicesAug 2008 to Mar 2023
- Mass Mutual Financial GroupJul 2008 to Mar 2023
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (CA).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4439502
- Firm CRD
- 46173