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Horacio Gomez-rabago

Investment adviser representative at Oppenheimer & Co. Inc.
18 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

18 years in the industry.

  1. Oppenheimer & Co. Inc.Mar 2021 to now
  2. Morgan Stanley Private Bank, National AssociationJan 2015 to Feb 2021
  3. Morgan Stanley Smith BarneyJun 2009 to Feb 2021
  4. Citigroup Global MarketsApr 2008 to Feb 2021

Exams passed

  • Series 66 · Uniform Combined State Law2001

State registrations

Registered as an investment adviser representative in 1 state (TX).

Oppenheimer & Co. Inc.

$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4437037
Firm CRD
249
Advisor's SEC record (opens in a new tab)
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