Laurie Chan
Investment adviser representative at Pgim Investments LLC
21 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$344.8BFirm assets
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Contact this firm
From SEC records
Firm's SEC record (opens in a new tab)How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- Pgim Investments LLCMay 2024 to now
- Prudential Investment Management Services LLCMay 2024 to now
- The Prudential Insurance Company of AmericaMay 2024 to now
- CitigroupAug 2022 to Feb 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2005 to Jul 2022
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (NY).
Pgim Investments LLC
$344.8BAssets managed
44Clients
72Advisers
38 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4435591
- Firm CRD
- 105670