Monica L Luke
Investment adviser representative at LPL Financial LLC
17 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- LPL Financial LLCSep 2024 to now
- Osaic Wealth, Inc.Jun 2024 to Sep 2024
- Securities America AdvisorsMay 2019 to Jun 2024
- Securities America, Inc.May 2019 to Jun 2024
- First Command Advisory ServicesDec 2015 to May 2019
- First Command Financial Planning, Inc.Mar 2007 to May 2019
- First Command Financial Services, Inc.Mar 2007 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4434805
- Firm CRD
- 6413