James Mason Uren
Investment adviser representative at Phase Iii Advisory Services, Ltd
25 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$210.9MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
25 years in the industry.
- Phase Iii Advisory Services, LtdAug 2001 to now
- Osaic Wealth, Inc.Jul 2001 to now
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Phase Iii Advisory Services, Ltd
$210.9MAssets managed
483Clients
3Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4428814
- Firm CRD
- 122959