Kien Manh Nguyen
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Bank, NAJul 2026 to now
- Wells Fargo Clearing Services, LLCJul 2026 to now
- UnemployedMar 2026 to Jul 2026
- J.P. Morgan Securities LLCJun 2021 to Mar 2026
- JPMorgan Chase Bank (co)Jun 2021 to Mar 2026
- Hyatt Regency Tamaya Resort & SpaOct 2017 to May 2021
- UnemployedDec 2016 to Sep 2017
- StarbucksOct 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (NM).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4428788
- Firm CRD
- 19616